December 2019 Reg SHO Daily Files

Pursuant to a Securities and Exchange Commission request, FINRA has agreed to make reported short sale trade data publicly available. Daily Short Sale Volume File formatting guide. Please note that in rare instances, files may be updated on the next business day. Original files will be retained and updated files will be identified as "Updated".

ADF files listed here may or may not contain data as follows:

• If at least one ADF participant is present and reporting to the ADF on a given day, and there is short sale information present in the execution file, then the ADF file listed for the day shall contain data.
• If at least one ADF participant is present and reporting to the ADF on a given day, and there is no short sale information present in the execution file, then the ADF file listed for the day shall be empty.
• If at least one ADF participant is present and none are reporting to the ADF on a given day, then the file shall be empty.
• If there are no ADF participants, the files shall be empty.

For additional information regarding the available data, please contact FINRA Market Regulation at (240) 386-5126.

FINRA Consolidated NMS

• Wednesday 11th (TXT file 259 KB)
• Tuesday 10th (TXT file 259 KB)
• Monday 9th (TXT file 259 KB)
• Friday 6th (TXT file 259 KB)
• Thursday 5th (TXT file 257 KB)
• Wednesday 4th (TXT file 259 KB)
• Tuesday 3rd (TXT file 260 KB)
• Monday 2nd (TXT file 261 KB)

FINRA/NASDAQ TRF Chicago

• Wednesday 11th (TXT file 56 KB)
• Tuesday 10th (TXT file 55 KB)
• Monday 9th (TXT file 57 KB)
• Friday 6th (TXT file 57 KB)
• Thursday 5th (TXT file 54 KB)
• Wednesday 4th (TXT file 56 KB)
• Tuesday 3rd (TXT file 59 KB)
• Monday 2nd (TXT file 61 KB)

ADF

• Wednesday 11th (TXT file 65 bytes)
• Tuesday 10th (TXT file 65 bytes)
• Monday 9th (TXT file 65 bytes)
• Friday 6th (TXT file 65 bytes)
• Thursday 5th (TXT file 65 bytes)
• Wednesday 4th (TXT file 65 bytes)
• Tuesday 3rd (TXT file 65 bytes)
• Monday 2nd (TXT file 65 bytes)

FINRA/NASDAQ TRF Carteret

• Wednesday 11th (TXT file 236 KB)
• Tuesday 10th (TXT file 235 KB)
• Monday 9th (TXT file 234 KB)
• Friday 6th (TXT file 235 KB)
• Thursday 5th (TXT file 234 KB)
• Wednesday 4th (TXT file 235 KB)
• Tuesday 3rd (TXT file 236 KB)
• Monday 2nd (TXT file 236 KB)

FINRA/NYSE TRF

• Wednesday 11th (TXT file 195 KB)
• Tuesday 10th (TXT file 195 KB)
• Monday 9th (TXT file 196 KB)
• Friday 6th (TXT file 197 KB)
• Thursday 5th (TXT file 193 KB)
• Wednesday 4th (TXT file 195 KB)
• Tuesday 3rd (TXT file 198 KB)
• Monday 2nd (TXT file 198 KB)

ORF

• Wednesday 11th (TXT file 90 KB)
• Tuesday 10th (TXT file 94 KB)
• Monday 9th (TXT file 94 KB)
• Friday 6th (TXT file 94 KB)
• Thursday 5th (TXT file 91 KB)
• Wednesday 4th (TXT file 92 KB)
• Tuesday 3rd (TXT file 92 KB)
• Monday 2nd (TXT file 94 KB)