December 2017 Reg SHO Daily Files

Pursuant to a Securities and Exchange Commission request, FINRA has agreed to make reported short sale trade data publicly available. Daily Short Sale Volume File formatting guide. Please note that in rare instances, files may be updated on the next business day. Original files will be retained and updated files will be identified as "Updated".

ADF files listed here may or may not contain data as follows:

• If at least one ADF participant is present and reporting to the ADF on a given day, and there is short sale information present in the execution file, then the ADF file listed for the day shall contain data.
• If at least one ADF participant is present and reporting to the ADF on a given day, and there is no short sale information present in the execution file, then the ADF file listed for the day shall be empty.
• If at least one ADF participant is present and none are reporting to the ADF on a given day, then the file shall be empty.
• If there are no ADF participants, the files shall be empty.

For additional information regarding the available data, please contact FINRA Operations at (866) 776-0800.

ADF

• Friday 29th (TXT file 63 bytes)
• Thursday 28th (TXT file 63 bytes)
• Wednesday 27th (TXT file 63 bytes)
• Tuesday 26th (TXT file 63 bytes)
• Friday 22nd (TXT file 63 bytes)
• Thursday 21st (TXT file 63 bytes)
• Wednesday 20th (TXT file 63 bytes)
• Tuesday 19th (TXT file 63 bytes)
• Monday 18th (TXT file 63 bytes)
• Friday 15th (TXT file 63 bytes)
• Thursday 14th (TXT file 63 bytes)
• Wednesday 13th (TXT file 63 bytes)
• Tuesday 12th (TXT file 63 bytes)
• Monday 11th (TXT file 63 bytes)
• Friday 8th (TXT file 63 bytes)
• Thursday 7th (TXT file 63 bytes)
• Wednesday 6th (TXT file 63 bytes)
• Tuesday 5th (TXT file 63 bytes)
• Monday 4th (TXT file 63 bytes)
• Friday 1st (TXT file 63 bytes)

FINRA/NASDAQ TRF Chicago

There are no short sales reported this month.

FINRA/NASDAQ TRF Carteret

• Friday 29th (TXT file 227 KB)
• Thursday 28th (TXT file 225 KB)
• Wednesday 27th (TXT file 224 KB)
• Tuesday 26th (TXT file 221 KB)
• Friday 22nd (TXT file 222 KB)
• Thursday 21st (TXT file 226 KB)
• Wednesday 20th (TXT file 225 KB)
• Tuesday 19th (TXT file 226 KB)
• Monday 18th (TXT file 228 KB)
• Friday 15th (TXT file 226 KB)
• Thursday 14th (TXT file 227 KB)
• Wednesday 13th (TXT file 227 KB)
• Tuesday 12th (TXT file 226 KB)
• Monday 11th (TXT file 227 KB)
• Friday 8th (TXT file 224 KB)
• Thursday 7th (TXT file 225 KB)
• Wednesday 6th (TXT file 224 KB)
• Tuesday 5th (TXT file 226 KB)
• Monday 4th (TXT file 229 KB)
• Friday 1st (TXT file 228 KB)

FINRA/NYSE TRF

• Friday 29th (TXT file 158 KB)
• Thursday 28th (TXT file 152 KB)
• Wednesday 27th (TXT file 153 KB)
• Tuesday 26th (TXT file 148 KB)
• Friday 22nd (TXT file 147 KB)
• Thursday 21st (TXT file 152 KB)
• Wednesday 20th (TXT file 152 KB)
• Tuesday 19th (TXT file 151 KB)
• Monday 18th (TXT file 160 KB)
• Friday 15th (TXT file 153 KB)
• Thursday 14th (TXT file 151 KB)
• Wednesday 13th (TXT file 150 KB)
• Tuesday 12th (TXT file 151 KB)
• Monday 11th (TXT file 151 KB)
• Friday 8th (TXT file 149 KB)
• Thursday 7th (TXT file 148 KB)
• Wednesday 6th (TXT file 143 KB)
• Tuesday 5th (TXT file 146 KB)
• Monday 4th (TXT file 152 KB)
• Friday 1st (TXT file 151 KB)

ORF

• Friday 29th (TXT file 99 KB)
• Thursday 28th (TXT file 94 KB)
• Wednesday 27th (TXT file 93 KB)
• Tuesday 26th (TXT file 84 KB)
• Friday 22nd (TXT file 89 KB)
• Thursday 21st (TXT file 90 KB)
• Wednesday 20th (TXT file 89 KB)
• Tuesday 19th (TXT file 91 KB)
• Monday 18th (TXT file 93 KB)
• Friday 15th (TXT file 89 KB)
• Thursday 14th (TXT file 86 KB)
• Wednesday 13th (TXT file 86 KB)
• Tuesday 12th (TXT file 84 KB)
• Monday 11th (TXT file 85 KB)
• Friday 8th (TXT file 83 KB)
• Thursday 7th (TXT file 87 KB)
• Wednesday 6th (TXT file 84 KB)
• Tuesday 5th (TXT file 83 KB)
• Monday 4th (TXT file 86 KB)
• Friday 1st (TXT file 81 KB)