December 2018

December 2018 Reg SHO Daily Files

Pursuant to a Securities and Exchange Commission request, FINRA has agreed to make reported short sale trade data publicly available. Daily Short Sale Volume File formatting guide. Please note that in rare instances, files may be updated on the next business day. Original files will be retained and updated files will be identified as "Updated".

ADF files listed here may or may not contain data as follows:

If at least one ADF participant is present and reporting to the ADF on a given day, and there is short sale information present in the execution file, then the ADF file listed for the day shall contain data.
If at least one ADF participant is present and reporting to the ADF on a given day, and there is no short sale information present in the execution file, then the ADF file listed for the day shall be empty.
If at least one ADF participant is present and none are reporting to the ADF on a given day, then the file shall be empty.
If there are no ADF participants, the files shall be empty.

For additional information regarding the available data, please contact FINRA Operations at (866) 776-0800.

ADF

Monday 10th (TXT file 63 bytes)
Friday 7th (TXT file 63 bytes)
Thursday 6th (TXT file 63 bytes)
Tuesday 4th (TXT file 63 bytes)
Monday 3rd (TXT file 63 bytes)

FINRA/NASDAQ TRF Chicago

Monday 10th (TXT file 63 bytes)
Friday 7th (TXT file 63 bytes)
Thursday 6th (TXT file 63 bytes)
Tuesday 4th (TXT file 63 bytes)
Monday 3rd (TXT file 63 bytes)

FINRA/NASDAQ TRF Carteret

Monday 10th (TXT file 222 KB)
Friday 7th (TXT file 223 KB)
Thursday 6th (TXT file 228 KB)
Tuesday 4th (TXT file 224 KB)
Monday 3rd (TXT file 224 KB)

FINRA/NYSE TRF

Monday 10th (TXT file 184 KB)
Friday 7th (TXT file 183 KB)
Thursday 6th (TXT file 191 KB)
Tuesday 4th (TXT file 187 KB)
Monday 3rd (TXT file 184 KB)

ORF

Monday 10th (TXT file 85 KB)
Friday 7th (TXT file 81 KB)
Thursday 6th (TXT file 90 KB)
Tuesday 4th (TXT file 81 KB)
Monday 3rd (TXT file 82 KB)